Cobia Compliance is a full service financial compliance consulting organization.
We will assist your firm in a variety of issues that will allow you more time to focus on your customers and stay in compliance with those that oversee the financial industry. From audits, to annual reviews, to licensing, the professionals with the Cobia Team have the experience and expertise to assist regardless of your unique situation.
The Cobia Team is comprised of professionals who offer over 75 years of combined experience across the financial services industry. Their backgrounds include legal, banking, trust, brokerage, insurance, regulatory, and investment advisory.
Licensed to practice law in both Mississippi and Texas
CFE – Certified Fraud Examiner
CAMS - Certified Anti-Money Laundering Specialist
Local to Houston
Located in the Houston, TX area, we are here to serve small to medium size business who are looking for help with their compliance needs.